Burns Thomas William 的 Form 4 申報
GLAUKOS Corp（GKOS），2023/12/18 申報
- 申報編號
- 0001415889-23-016664
- 申報時間
- 2023/12/18
- 交易日
- 2023/12/14-12/15
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $713.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/14 | Common Stock | M行使選擇權取得 | +30,000 | $7.28 | +$218,400 | 85,835 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −17,688 | $75.60F3 | −$1,337,212.8 | 68,147 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −12,312 | $76.36F4 | −$940,144.32 | 55,835 | 直接 | |
| 2023/12/15 | Common Stock | M行使選擇權取得 | +60,000 | $7.28 | +$436,800 | 115,835 | 直接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −26,195 | $80.30F5 | −$2,103,458.5 | 89,640 | 直接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −28,835 | $81.38F6 | −$2,346,592.3 | 60,805 | 直接 | |
| 2023/12/15 | Common Stock | S賣出處分 | −4,970 | $81.77F7 | −$406,396.9 | 55,835 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/14 | Common Stock | M行使選擇權處分 | −30,000 | $0.00 | $0 | 294,800 | 直接 | |
| 2023/12/15 | Common Stock | M行使選擇權處分 | −60,000 | $0.00 | $0 | 234,800 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $75.00 to $75.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $76.00 to $76.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $80.00 to $80.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $81.00 to $81.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $81.74 to $81.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。