Hawkins James B 的 Form 4 申報
Iradimed Corp（IRMD），2023/12/14 申報
- 申報編號
- 0001415889-23-016502
- 申報時間
- 2023/12/14
- 交易日
- 2023/12/12-12/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 10 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $45.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hawkins James BCIK 0000898243 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/12 | Common Stock | A公司授予取得 | +468 | $7.10F1 | +$3,322.8 | 39,816 | 直接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −468 | $43.40F2 | −$20,311.2 | 39,348 | 直接 | |
| 2023/12/12 | Common Stock | A公司授予取得 | +504 | $9.84F3 | +$4,959.36 | 39,852 | 直接 | |
| 2023/12/12 | Common Stock | S賣出處分 | −504 | $43.40F2 | −$21,873.6 | 39,348 | 直接 | |
| 2023/12/13 | Common Stock | A公司授予取得 | +5,000 | $9.84F3 | +$49,200 | 44,348 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −5,000 | $42.80F4 | −$214,000 | 39,348 | 直接 | |
| 2023/12/13 | Common Stock | A公司授予取得 | +219 | $9.84F3 | +$2,154.96 | 39,567 | 直接 | |
| 2023/12/13 | Common Stock | S賣出處分 | −219 | $43.61F4 | −$9,550.59 | 39,348 | 直接 | |
| 2023/12/14 | Common Stock | A公司授予取得 | +4,277 | $9.84F3 | +$42,085.68 | 43,625 | 直接 | |
| 2023/12/14 | Common Stock | S賣出處分 | −4,277 | $44.58F5 | −$190,668.66 | 39,348 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/12 | Common Stock | M行使選擇權處分 | −468 | $0.00 | $0 | 0 | 直接 | |
| 2023/12/12 | Common Stock | M行使選擇權處分 | −504 | $0.00 | $0 | 9,496 | 直接 | |
| 2023/12/13 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 4,496 | 直接 | |
| 2023/12/13 | Common Stock | M行使選擇權處分 | −219 | $0.00 | $0 | 4,277 | 直接 | |
| 2023/12/14 | Common Stock | M行使選擇權處分 | −4,277 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This option, representing a right to purchase a total of 10,000 shares, was granted on 9-29-2014 and vested over 4 years in equal annual installments commencing on the first anniversary of the grant date.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $43.25 to $43.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F3
This option, representing a right to purchase a total of 10,000 shares, was granted on 12-15-2014 and vested over 4 years in equal annual installments commencing on the first anniversary of the grant date.
表 I 有 4 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $42.25 to $43.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $44.50 to $44.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。