Burns Thomas William 的 Form 4 申報
GLAUKOS Corp（GKOS），2023/10/4 申報
- 申報編號
- 0001415889-23-014008
- 申報時間
- 2023/10/4
- 交易日
- 2023/10/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $323.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/2 | Common Stock | M行使選擇權取得 | +45,000 | $7.28 | +$327,600 | 99,785 | 直接 | |
| 2023/10/2 | Common Stock | S賣出處分 | −14,726 | $70.75F2 | −$1,041,864.5 | 85,059 | 直接 | |
| 2023/10/2 | Common Stock | S賣出處分 | −10,100 | $71.54F3 | −$722,554 | 74,959 | 直接 | |
| 2023/10/2 | Common Stock | S賣出處分 | −11,963 | $72.70F4 | −$869,710.1 | 62,996 | 直接 | |
| 2023/10/2 | Common Stock | S賣出處分 | −7,879 | $73.67F5 | −$580,445.93 | 55,117 | 直接 | |
| 2023/10/2 | Common Stock | S賣出處分 | −332 | $74.36F6 | −$24,687.52 | 54,785 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/2 | Common Stock | M行使選擇權處分 | −45,000 | $0.00 | $0 | 324,800 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $70.14 to $71.13. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $71.15 to $71.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $72.24 to $73.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $73.31 to $74.22. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $74.34 to $74.375. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。