Winn Walter Timothy 的 Form 4/A 修正申報
修正Southland Holdings, Inc.（SLND），2023/9/12 申報
- 申報編號
- 0001415889-23-013195
- 申報時間
- 2023/9/12
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/8/30
這份申報沒有列出任何交易。沿用原件裡沒有重述的 3 筆交易。公開市場賣出合計 $17.0 萬。
這份修正申報重述了 0001415889-23-012818（2023/8/30 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Winn Walter TimothyCIK 0001965926 | 董事、高階主管（共同營運長、執行副總裁）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001415889-23-012818（2023/8/30 申報）。
非衍生性證券（表 I）
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The shares reported as sold in Column 4 were held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the reporting person expressly disclaims any pecuniary interest of any such shares or proceeds from the disposition thereof and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.
表 I 有 3 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.78 to $7.00, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5) and (6) to this Form 4.
表 I 有 3 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.86, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.71 to $6.84, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These shares are held directly by the Walter Timothy Winn 2015 Irrevocable Trust ("Trust A"), a family trust established for the benefit of the immediate family of the reporting person. The reporting person is the sole trustee of Trust A.
- F2
For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- F3
These shares are held directly by the Debra Nicole Winn Irrevocable 2020 Trust ("Trust B"), a family trust established for the benefit of the reporting person and the immediate family of the reporting person. The reporting person is the sole trustee of Trust B. The reporting person has a right to receive distributions of the net income and principal of Trust B during his lifetime.
備註
On August 30, 2023, the reporting person filed a Form 4 that inadvertently omitted direct and indirect holdings of the reporting person. This amendment is being filed to include such omitted direct and indirect holdings.