Burns Thomas William 的 Form 4 申報
GLAUKOS Corp（GKOS），2023/7/6 申報
- 申報編號
- 0001415889-23-010895
- 申報時間
- 2023/7/6
- 交易日
- 2023/7/3-7/5
- 申報延遲
- 3 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $218.7 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權取得 | +26,400 | $7.28 | +$192,192 | 700,363 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −22,570 | $69.38F3 | −$1,565,906.6 | 677,793 | 直接 | |
| 2023/7/3 | Common Stock | S賣出處分 | −3,830 | $70.27F4 | −$269,134.1 | 673,963 | 直接 | |
| 2023/7/5 | Common Stock | M行使選擇權取得 | +5,027 | $7.28 | +$36,596.56 | 678,990 | 直接 | |
| 2023/7/5 | Common Stock | S賣出處分 | −5,027 | $70.02F5 | −$351,990.54 | 673,963 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/7/3 | Common Stock | M行使選擇權處分 | −26,400 | $0.00 | $0 | 418,600 | 直接 | |
| 2023/7/5 | Common Stock | M行使選擇權處分 | −5,027 | $0.00 | $0 | 413,573 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $68.865 to $69.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $69.865 to $70.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $70.00 to $70.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。