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Kurtz George 的 Form 4 申報

CrowdStrike Holdings, Inc.(CRWD),2023/6/23 申報

申報編號
0001415889-23-010252
申報時間
2023/6/23
交易日
2023/6/21
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $857.8 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Kurtz GeorgeCIK 0001778564董事、高階主管(總裁、執行長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/6/21Class A common stockC轉換取得+38,800–F1–1,179,436直接
2023/6/21Class A common stockS賣出處分−49,055$144.13F3−$7,070,297.151,130,381直接
2023/6/21Class A common stockS賣出處分−10,410$144.88F4−$1,508,200.81,119,971直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/6/21Class B common stockM行使選擇權處分−87,997$0.00$0439,987直接
2023/6/21Class A common stockM行使選擇權取得+87,997$0.00$01,217,596直接
2023/6/21Class A common stockC轉換處分−38,800$0.00$01,178,796直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The Class B common stock was converted to Class A common stock on a one-for-one bases.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $143.74 to $144.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $144.74 to $145.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)