Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/3/6 申報
- 申報編號
- 0001415889-23-004317
- 申報時間
- 2023/3/6
- 交易日
- 2023/3/2-3/3
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $393.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/2 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −451 | $241.97F2 | −$109,128.47 | 7,679 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −1,045 | $242.72F3 | −$253,642.4 | 6,634 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −937 | $244.09F4 | −$228,712.33 | 5,697 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −3,887 | $244.85F5 | −$951,731.95 | 1,810 | 直接 | |
| 2023/3/2 | Common Stock | S賣出處分 | −1,680 | $245.71F6 | −$412,792.8 | 130 | 直接 | |
| 2023/3/3 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −625 | $244.00F7 | −$152,500 | 7,505 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −636 | $244.94F8 | −$155,781.84 | 6,869 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −450 | $246.12F9 | −$110,754 | 6,419 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −1,961 | $246.95F10 | −$484,268.95 | 4,458 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −2,418 | $248.32F11 | −$600,437.76 | 2,040 | 直接 | |
| 2023/3/3 | Common Stock | S賣出處分 | −1,910 | $248.83F12 | −$475,265.3 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/3/2 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 336,000 | 直接 | |
| 2023/3/3 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 328,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $241.275 to $242.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $242.275 to $243.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $243.36 to $244.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $244.38 to $245.375. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $245.39 to $246.285. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $243.395 to $244.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $244.465 to $245.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $245.54 to $246.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $246.60 to $247.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $247.61 to $248.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $248.635 to $249.165. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。