Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/2/28 申報
- 申報編號
- 0001415889-23-003460
- 申報時間
- 2023/2/28
- 交易日
- 2023/2/24-2/27
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $398.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/24 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/24 | Common Stock | S賣出處分 | −2,127 | $248.32F2 | −$528,176.64 | 6,003 | 直接 | |
| 2023/2/24 | Common Stock | S賣出處分 | −3,692 | $249.18F3 | −$919,972.56 | 2,311 | 直接 | |
| 2023/2/24 | Common Stock | S賣出處分 | −1,564 | $250.11F4 | −$391,172.04 | 747 | 直接 | |
| 2023/2/24 | Common Stock | S賣出處分 | −617 | $250.96F5 | −$154,842.32 | 130 | 直接 | |
| 2023/2/27 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −1,833 | $247.11F6 | −$452,952.63 | 6,297 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −1,121 | $248.28F7 | −$278,321.88 | 5,176 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −1,691 | $249.25F8 | −$421,481.75 | 3,485 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −2,531 | $250.20F9 | −$633,256.2 | 954 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −824 | $251.35F10 | −$207,112.4 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/24 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 368,000 | 直接 | |
| 2023/2/27 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 360,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $247.745 to $248.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $248.745 to $249.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $249.75 to $250.735. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $250.77 to $251.135. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $246.66 to $247.625. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $247.68 to $248.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $248.81 to $249.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $249.83 to $250.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $250.96 to $251.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。