Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/2/13 申報
- 申報編號
- 0001415889-23-002342
- 申報時間
- 2023/2/13
- 交易日
- 2023/2/9-2/10
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $406.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −2,592 | $252.72F2 | −$655,050.24 | 5,538 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −3,073 | $253.55F3 | −$779,159.15 | 2,465 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −1,601 | $254.56F4 | −$407,550.56 | 864 | 直接 | |
| 2023/2/9 | Common Stock | S賣出處分 | −734 | $255.55F5 | −$187,573.7 | 130 | 直接 | |
| 2023/2/10 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/2/10 | Common Stock | S賣出處分 | −1,146 | $252.65F6 | −$289,536.9 | 6,984 | 直接 | |
| 2023/2/10 | Common Stock | S賣出處分 | −1,505 | $253.56F7 | −$381,607.8 | 5,479 | 直接 | |
| 2023/2/10 | Common Stock | S賣出處分 | −3,273 | $254.77F8 | −$833,862.21 | 2,206 | 直接 | |
| 2023/2/10 | Common Stock | S賣出處分 | −1,920 | $255.52F9 | −$490,598.4 | 286 | 直接 | |
| 2023/2/10 | Common Stock | S賣出處分 | −156 | $256.41F10 | −$39,999.96 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/9 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 448,000 | 直接 | |
| 2023/2/10 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 440,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $252.03 to $252.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $253.12 to $254.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $254.16 to $255.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $255.35 to $255.59. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $252.065 to $253.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $253.12 to $254.095. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $254.125 to $255.105. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $255.14 to $256.065. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $256.285 to $256.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。