Cracchiolo James M 的 Form 4 申報
Ameriprise Financial Inc（AMP），2023/2/9 申報
- 申報編號
- 0001415889-23-002226
- 申報時間
- 2023/2/9
- 交易日
- 2023/2/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $1,385 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cracchiolo James MCIK 0001196484 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects the weighted average price of 6,743 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $350.3326 to $350.6896 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Reflects the weighted average price of 15,600 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $351.4529 to $352.3081 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Reflects the weighted average price of 17,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $352.6741 to $353.2693 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。