Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2023/1/27 申報
- 申報編號
- 0001415889-23-001515
- 申報時間
- 2023/1/27
- 交易日
- 2023/1/25-1/27
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 27 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $6,213 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/25 | Common Stock | M行使選擇權取得 | +157,955 | $192.18 | +$30,355,791.9 | 2,695,649 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −4,803 | $185.35F2 | −$890,236.05 | 2,690,846 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −4,072 | $186.22F3 | −$758,287.84 | 2,686,774 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −10,026 | $187.54F4 | −$1,880,276.04 | 2,676,748 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −9,455 | $188.73F5 | −$1,784,442.15 | 2,667,293 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −18,833 | $189.38F6 | −$3,566,593.54 | 2,648,460 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −11,114 | $190.81F7 | −$2,120,662.34 | 2,637,346 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −14,242 | $191.94F8 | −$2,733,609.48 | 2,623,104 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −4,367 | $192.41F9 | −$840,254.47 | 2,618,737 | 直接 | |
| 2023/1/25 | Common Stock | S賣出處分 | −19,228 | $192.41F9 | −$3,699,659.48 | 2,599,509 | 直接 | |
| 2023/1/26 | Common Stock | M行使選擇權取得 | +219,829 | $192.33 | +$42,279,711.57 | 2,819,338 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −11,021 | $187.20F11 | −$2,063,131.2 | 2,808,317 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −12,106 | $188.35F12 | −$2,280,165.1 | 2,796,211 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −14,919 | $189.46F13 | −$2,826,553.74 | 2,781,292 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −30,644 | $190.26F14 | −$5,830,327.44 | 2,750,648 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −38,257 | $191.25F15 | −$7,316,651.25 | 2,712,391 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −277 | $191.25F15 | −$52,976.25 | 2,712,114 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −22,306 | $192.16F16 | −$4,286,320.96 | 2,689,808 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −2,864 | $193.43F17 | −$553,983.52 | 2,686,944 | 直接 | |
| 2023/1/26 | Common Stock | S賣出處分 | −1,290 | $194.42F18 | −$250,801.8 | 2,685,654 | 直接 | |
| 2023/1/27 | Common Stock | M行使選擇權取得 | +159,074 | $191.61 | +$30,480,169.14 | 2,844,728 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −22,326 | $189.24F19 | −$4,224,972.24 | 2,822,402 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −46,086 | $190.18F20 | −$8,764,635.48 | 2,776,316 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −8,848 | $191.11F21 | −$1,690,941.28 | 2,767,468 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −4,070 | $191.11F21 | −$777,817.7 | 2,763,398 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −8,061 | $192.41F22 | −$1,551,017.01 | 2,755,337 | 直接 | |
| 2023/1/27 | Common Stock | S賣出處分 | −7,184 | $193.09F23 | −$1,387,158.56 | 2,748,153 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/25 | Common Stock | M行使選擇權處分 | −12,429 | $0.00 | $0 | 530,488 | 直接 | |
| 2023/1/25 | Common Stock | M行使選擇權處分 | −145,526 | $0.00 | $0 | 384,962 | 直接 | |
| 2023/1/26 | Common Stock | M行使選擇權處分 | −219,829 | $0.00 | $0 | 165,133 | 直接 | |
| 2023/1/27 | Common Stock | M行使選擇權處分 | −159,074 | $0.00 | $0 | 6,059 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F16
The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The transaction was executed in multiple trades at prices ranging from $188.74 to $189.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The transaction was executed in multiple trades at prices ranging from $189.78 to $190.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F22
The transaction was executed in multiple trades at prices ranging from $191.82 to $192.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F23
The transaction was executed in multiple trades at prices ranging from $192.82 to $193.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。