Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2023/1/24 申報
- 申報編號
- 0001415889-23-001426
- 申報時間
- 2023/1/24
- 交易日
- 2023/1/20-1/24
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $7,496 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/20 | Common Stock | M行使選擇權取得 | +52,261 | $185.02 | +$9,669,330.22 | 2,331,831 | 直接 | |
| 2023/1/20 | Common Stock | S賣出處分 | −25,442 | $185.24F2 | −$4,712,876.08 | 2,306,389 | 直接 | |
| 2023/1/20 | Common Stock | S賣出處分 | −6,360 | $185.24F2 | −$1,178,126.4 | 2,300,029 | 直接 | |
| 2023/1/23 | Common Stock | M行使選擇權取得 | +444,266 | $188.95 | +$83,944,060.7 | 2,744,295 | 直接 | |
| 2023/1/23 | Common Stock | S賣出取得 | +214,732 | $190.17 | +$40,835,584.44 | 2,529,563 | 直接 | |
| 2023/1/23 | Common Stock | S賣出處分 | −53,683 | $190.17 | −$10,208,896.11 | 2,475,880 | 直接 | |
| 2023/1/24 | Common Stock | M行使選擇權取得 | +157,415 | $188.96 | +$29,745,138.4 | 2,633,295 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −3,900 | $185.88F4 | −$724,932 | 2,629,395 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −6,695 | $186.85F5 | −$1,250,960.75 | 2,622,700 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −11,703 | $187.83F6 | −$2,198,174.49 | 2,610,997 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −54,183 | $188.94F7 | −$10,237,336.02 | 2,556,814 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −14,741 | $188.94F7 | −$2,785,164.54 | 2,542,073 | 直接 | |
| 2023/1/24 | Common Stock | S賣出處分 | −4,379 | $189.48F8 | −$829,732.92 | 2,537,694 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/20 | Common Stock | M行使選擇權處分 | −52,261 | $0.00 | $0 | 1,144,598 | 直接 | |
| 2023/1/23 | Common Stock | M行使選擇權處分 | −83,622 | $0.00 | $0 | 1,060,976 | 直接 | |
| 2023/1/23 | Common Stock | M行使選擇權處分 | −360,644 | $0.00 | $0 | 700,332 | 直接 | |
| 2023/1/24 | Common Stock | M行使選擇權處分 | −157,415 | $0.00 | $0 | 542,917 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。