Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/1/20 申報
- 申報編號
- 0001415889-23-001275
- 申報時間
- 2023/1/20
- 交易日
- 2023/1/18-1/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $415.7 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/18 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −3,152 | $259.22F2 | −$817,061.44 | 4,978 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −2,471 | $259.99F3 | −$642,435.29 | 2,507 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −1,745 | $260.91F4 | −$455,287.95 | 762 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −553 | $262.00F5 | −$144,886 | 209 | 直接 | |
| 2023/1/18 | Common Stock | S賣出處分 | −79 | $262.90F6 | −$20,769.1 | 130 | 直接 | |
| 2023/1/19 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −3,761 | $259.15F7 | −$974,663.15 | 4,369 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −4,172 | $259.98F8 | −$1,084,636.56 | 197 | 直接 | |
| 2023/1/19 | Common Stock | S賣出處分 | −67 | $261.01 | −$17,487.67 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/18 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 576,000 | 直接 | |
| 2023/1/19 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 568,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $258.55 to $259.545. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $259.55 to $260.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $260.58 to $261.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $261.60 to $262.25. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $262.835 to $262.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $258.695 to $259.655. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $259.70 to $260.38. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。