Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2023/1/18 申報
- 申報編號
- 0001415889-23-001063
- 申報時間
- 2023/1/18
- 交易日
- 2023/1/13-1/17
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $417.6 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/13 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/13 | Common Stock | S賣出處分 | −2,641 | $260.00F2 | −$686,660 | 5,489 | 直接 | |
| 2023/1/13 | Common Stock | S賣出處分 | −1,726 | $260.84F3 | −$450,209.84 | 3,763 | 直接 | |
| 2023/1/13 | Common Stock | S賣出處分 | −1,134 | $262.09F4 | −$297,210.06 | 2,629 | 直接 | |
| 2023/1/13 | Common Stock | S賣出處分 | −1,926 | $263.18F5 | −$506,884.68 | 703 | 直接 | |
| 2023/1/13 | Common Stock | S賣出處分 | −573 | $263.81F6 | −$151,163.13 | 130 | 直接 | |
| 2023/1/17 | Common Stock | M行使選擇權取得 | +8,000 | $113.08 | +$904,640 | 8,130 | 直接 | |
| 2023/1/17 | Common Stock | S賣出處分 | −3,398 | $259.84F7 | −$882,936.32 | 4,732 | 直接 | |
| 2023/1/17 | Common Stock | S賣出處分 | −3,732 | $260.68F8 | −$972,857.76 | 1,000 | 直接 | |
| 2023/1/17 | Common Stock | S賣出處分 | −487 | $261.66F9 | −$127,428.42 | 513 | 直接 | |
| 2023/1/17 | Common Stock | S賣出處分 | −383 | $263.19F10 | −$100,801.77 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/1/13 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 592,000 | 直接 | |
| 2023/1/17 | Common Stock | M行使選擇權處分 | −8,000 | $0.00 | $0 | 584,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $259.55 to $260.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $260.555 to $261.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $261.60 to $262.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $262.655 to $263.635. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $263.69 to $263.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $259.315 to $260.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $260.345 to $261.215. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $261.365 to $262.175. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $262.66 to $263.55. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。