Rudd Troy 的 Form 4 申報
Aecom（ACM），2022/12/19 申報
- 申報編號
- 0001415889-22-012774
- 申報時間
- 2022/12/19
- 交易日
- 2022/12/15-12/16
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,149 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rudd TroyCIK 0001653811 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/16 | Common Stock | M行使選擇權取得 | +23,224 | $0.00F1 | $0 | 188,945 | 直接 | |
| 2022/12/16 | Common Stock | A公司授予取得 | +69,672 | $0.00F2 | $0 | 258,617 | 直接 | |
| 2022/12/16 | Common Stock | M行使選擇權取得 | +106,196 | $38.72 | +$4,111,909.12 | 364,813 | 直接 | |
| 2022/12/16 | Common Stock | F扣股繳稅處分 | −42,268 | $82.77 | −$3,498,522.36 | 322,545 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −124,532 | $82.43F5 | −$10,265,172.76 | 198,013 | 直接 | |
| 2022/12/16 | Common Stock | S賣出處分 | −14,776 | $83.17F6 | −$1,228,919.92 | 183,237 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each restricted stock unit represents a contingent right to receive, upon vesting, one share of the Issuer's common stock. These restricted stock units were granted on December 16, 2019, and vested in full on December 16, 2022. The Form 4 filed on December 17, 2019, reported a grant date of December 15, 2019, in error.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F2
Represents shares acquired pursuant to AECOM's Performance Earnings Program under the 2016 Stock Incentive Plan.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the exercise of a stock option that was exercisable in tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
表 II 有 1 筆交易的價格引用這則附註。
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $81.92 to $82.91 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.92 to $83.50 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.
表 I 有 1 筆交易的價格引用這則附註。