Niven Ralph 的 Form 4 申報
Jade Biosciences, Inc.（JBIO），2022/11/9 申報
- 申報編號
- 0001415889-22-011246
- 申報時間
- 2022/11/9
- 交易日
- 2022/11/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易、5 筆衍生性交易。公開市場賣出合計 $4.32 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Niven RalphCIK 0001168060 | 高階主管（科學長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/7 | Common Stock | M行使選擇權取得 | +650 | $1.74 | +$1,131 | 2,259 | 直接 | |
| 2022/11/7 | Common Stock | M行使選擇權取得 | +1,600 | $2.14 | +$3,424 | 3,859 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −450 | $17.09F2 | −$7,690.5 | 3,409 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −155 | $18.02F3 | −$2,793.1 | 3,254 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −1,430 | $19.82F4 | −$28,342.6 | 1,824 | 直接 | |
| 2022/11/7 | Common Stock | S賣出處分 | −215 | $20.29F5 | −$4,362.35 | 1,609 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/11/7 | Common Stock | M行使選擇權處分 | −450 | $0.00 | $0 | 22,308 | 直接 | |
| 2022/11/7 | Common Stock | M行使選擇權處分 | −200 | $0.00 | $0 | 13,688 | 直接 | |
| 2022/11/7 | Common Stock | M行使選擇權處分 | −200 | $0.00 | $0 | 15,494 | 直接 | |
| 2022/11/7 | Common Stock | M行使選擇權處分 | −650 | $0.00 | $0 | 47,308 | 直接 | |
| 2022/11/7 | Common Stock | M行使選擇權處分 | −750 | $0.00 | $0 | 56,732 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.67 to $17.41, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.70 to $18.62, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.15 to $20.14, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.21 to $20.51, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。