Goldsmith Carl H 的 Form 4 申報
Terran Orbital Corp（LLAP），2022/10/31 申報
- 申報編號
- 0001415889-22-010909
- 申報時間
- 2022/10/31 17:01 ET
- 交易日
- 2022/10/31
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $73.2 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Goldsmith Carl HCIK 0001226862 | 持股 10% 以上大股東 |
| Beach Point Capital Management LPCIK 0001453885 | 持股 10% 以上大股東 |
| Beach Point GP LLCCIK 0001455152 | 持股 10% 以上大股東 |
| Beach Point Select Fund LPCIK 0001531824 | 持股 10% 以上大股東 |
| Beach Point Advisors LLCCIK 0001537618 | 持股 10% 以上大股東 |
| Beach Point Securitized Credit Fund LPCIK 0001640449 | 持股 10% 以上大股東 |
| BPC Opportunities Fund III LPCIK 0001684300 | 持股 10% 以上大股東 |
| Beach Point SCF XI LPCIK 0001726758 | 持股 10% 以上大股東 |
| Klein Scott MartinCIK 0001770106 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/31 | Common Stock | S賣出處分 | −154,370 | $3.09 | −$477,003.3 | 10,993,625 | 間接 | |
| 2022/10/31 | Common Stock | S賣出處分 | −43,789 | $3.09 | −$135,308.01 | 3,118,504 | 間接 | |
| 2022/10/31 | Common Stock | S賣出處分 | −20,133 | $3.09 | −$62,210.97 | 1,433,794 | 間接 | |
| 2022/10/31 | Common Stock | S賣出處分 | −18,472 | $3.09 | −$57,078.48 | 1,315,508 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
這份申報的交易價格沒有引用附註。
備註
Form 1 of 2 (1) The reported securities are owned by Beach Point SCF XI LP (SCF XI), Beach Point SCF IV LLC (SCF IV), Beach Point SCF Multi-Port LP (SCF Multi), BPC Opportunities Fund III LP (Opportunities), Beach Point Select Fund LP (Select), Beach Point Securitized Credit Fund LP (Securitized) and Beach Point TX SCF LP (TX and collectively with SCF XI, SCF IV, SCF Multi, Opportunities, Select and Securitized, the Funds). The Funds may be deemed a (group) for purposes of Section 13(d) of the Exchange Act. (2) Beach Point Capital Management LP is the investment manager of each of the Funds (Investment Manager) and Beach Point GP LLC (Beach Point GP) is the general partner of the Investment Manager. In such capacities, Investment Manager and Beach Point GP may be deemed to share voting and dispositive power over the reported securities held by the Funds. Investment Manager and Beach Point GP each disclaims beneficial ownership of the reported securities, and this report shall not be deemed an admission that either is the beneficial owner of the reported securities, except to the extent of pecuniary interest, if any, therein. (3) Beach Point Advisors LLC, a Delaware limited liability company (Fund GP), is the General Partner or Managing Member of each of the Funds and Scott Klein and Carl Goldsmith are the members of the Fund GP and may be deemed to beneficially own the securities held by the Funds. Notwithstanding the foregoing, the Fund GP, Mr. Klein and Mr. Goldsmith each disclaims beneficial ownership of the reported securities and this report shall not be deemed an admission that any of the foregoing is the beneficial owner of the reported securities except to the extent of its or his respective pecuniary interest, if any, therein.