Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/6/3 申報
- 申報編號
- 0001415889-22-006115
- 申報時間
- 2022/6/3
- 交易日
- 2022/6/1-6/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $82.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/1 | Common Stock | M行使選擇權取得 | +3,000 | $54.32 | +$162,960 | 3,130 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −737 | $228.44F2 | −$168,360.28 | 2,393 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −666 | $229.21F3 | −$152,653.86 | 1,727 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −171 | $230.04F4 | −$39,336.84 | 1,556 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −727 | $231.54F5 | −$168,329.58 | 829 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −500 | $232.40F6 | −$116,200 | 329 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −199 | $233.81F7 | −$46,528.19 | 130 | 直接 | |
| 2022/6/2 | Common Stock | M行使選擇權取得 | +579 | $53.42 | +$30,930.18 | 709 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −109 | $223.32F8 | −$24,341.88 | 600 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −46 | $225.72 | −$10,383.12 | 554 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −315 | $227.28F9 | −$71,593.2 | 239 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −104 | $228.39F10 | −$23,752.56 | 135 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −5 | $230.15 | −$1,150.75 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/1 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 579 | 直接 | |
| 2022/6/2 | Common Stock | M行使選擇權處分 | −579 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $227.805 to $228.74. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $228.825 to $229.81. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $229.84 to $230.20. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $231.13 to $232.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $232.20 to $233.12. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $233.73 to $233.88. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $222.87 to $223.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $226.755 to $227.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $228.14 to $228.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。