Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/5/26 申報
- 申報編號
- 0001415889-22-005712
- 申報時間
- 2022/5/26
- 交易日
- 2022/5/25-5/26
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $134.4 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/25 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −169 | $218.50F2 | −$36,926.5 | 2,961 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −513 | $219.98F3 | −$112,849.74 | 2,448 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −545 | $221.79F4 | −$120,875.55 | 1,903 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −515 | $222.84F5 | −$114,762.6 | 1,388 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −145 | $223.44F6 | −$32,398.8 | 1,243 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −165 | $225.26F7 | −$37,167.9 | 1,078 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −271 | $226.68F8 | −$61,430.28 | 807 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −441 | $227.56F9 | −$100,353.96 | 366 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −236 | $228.64F10 | −$53,959.04 | 130 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −566 | $223.00F11 | −$126,218 | 2,564 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −1,584 | $224.17F12 | −$355,085.28 | 980 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −527 | $224.86F13 | −$118,501.22 | 453 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −228 | $225.86F14 | −$51,496.08 | 225 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −95 | $226.86 | −$21,551.7 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/25 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 12,579 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 9,579 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $218.12 to $218.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $219.715 to $220.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $221.33 to $222.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $222.415 to $223.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $223.26 to $223.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.90 to $225.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $226.17 to $226.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $227.18 to $227.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $228.45 to $228.70. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $222.57 to $223.415. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $223.63 to $224.615. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $224.655 to $225.425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $225.725 to $225.95. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。