Rothblatt Martine A 的 Form 4 申報
United Therapeutics Corp（UTHR），2022/5/25 申報
- 申報編號
- 0001415889-22-005659
- 申報時間
- 2022/5/25
- 交易日
- 2022/5/23-5/24
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $127.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rothblatt Martine ACIK 0001106578 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/23 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/23 | Common Stock | S賣出處分 | −47 | $200.06F2 | −$9,402.82 | 3,083 | 直接 | |
| 2022/5/23 | Common Stock | S賣出處分 | −1,669 | $208.86F3 | −$348,587.34 | 1,414 | 直接 | |
| 2022/5/23 | Common Stock | S賣出處分 | −503 | $209.96F4 | −$105,609.88 | 911 | 直接 | |
| 2022/5/23 | Common Stock | S賣出處分 | −526 | $211.20F5 | −$111,091.2 | 385 | 直接 | |
| 2022/5/23 | Common Stock | S賣出處分 | −255 | $212.29F6 | −$54,133.95 | 130 | 直接 | |
| 2022/5/24 | Common Stock | M行使選擇權取得 | +3,000 | $53.42 | +$160,260 | 3,130 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −131 | $210.03F7 | −$27,513.93 | 2,999 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −352 | $211.60F8 | −$74,483.2 | 2,647 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −582 | $216.30F9 | −$125,886.6 | 2,065 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −1,164 | $217.32F10 | −$252,960.48 | 901 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −343 | $218.16F11 | −$74,828.88 | 558 | 直接 | |
| 2022/5/24 | Common Stock | S賣出處分 | −428 | $219.49F12 | −$93,941.72 | 130 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/23 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 18,579 | 直接 | |
| 2022/5/24 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 15,579 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $200.06 to $200.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $208.275 to $209.23. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $209.405 to $210.355. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $210.775 to $211.555. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $211.845 to 212.725. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $209.85 to $210.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $211.13 to $212.245. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $215.755 to $216.685. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $216.78 to $217.745. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $217.875 to $218.485. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $219.03 to $219.875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。