Glazer Walter P. Jr. 的 Form 4/A 修正申報
修正Escalade IncESCA，2022/3/7 申報
- 申報編號
- 0001415889-22-002670
- 申報時間
- 2022/3/7
- 交易日
- 2022/3/2-3/4
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2022/3/4
這份申報列了 4 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $6.59 萬。交易後 5 天申報。
這份修正申報取代了 0001415889-22-002564（2022/3/4 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Glazer Walter P. Jr.CIK 0001640328 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/2 | Common Stock | A公司授予取得 | +75,000 | $0.00 | $0 | 75,000 | 直接 | |
| 2022/3/4 | Common Stock | M行使選擇權處分 | −2,500 | $0.00 | $0 | 0 | 直接 | |
| 2022/3/4 | Common Stock | M行使選擇權處分 | −1,666 | $0.00 | $0 | 1,667 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
表 I 有 2 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $12.97 to $13.44. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $13.20 to $13.30. The price reported reflects the weighted average purchase price. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which this transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- F5
On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade.
- F6
On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
- F7
On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.
備註
This amendment is filed(1) to report the 3/3/22 open market purchases of shares which information was inadvertently omitted from the original filing, and (2) to correct the number of RSUs granted to the reporting person on 3/2/22 and other information and the footnote relating thereto.