Smith Patrick W 的 Form 4 申報
Axon Enterprise, Inc.（AXON），2021/10/21 申報
- 申報編號
- 0001415889-21-004938
- 申報時間
- 2021/10/21
- 交易日
- 2021/10/19-10/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 24 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,539 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith Patrick WCIK 0001167028 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/19 | Common Stock | M行使選擇權取得 | +82,110 | $185.27 | +$15,212,519.7 | 534,776 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −2,700 | $181.46F2 | −$489,942 | 532,076 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −3,121 | $182.45F3 | −$569,426.45 | 528,955 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −6,946 | $183.66F4 | −$1,275,702.36 | 522,009 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −20,619 | $184.64F5 | −$3,807,092.16 | 501,390 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −6,716 | $185.35F6 | −$1,244,810.6 | 494,674 | 直接 | |
| 2021/10/19 | Common Stock | S賣出處分 | −10,026 | $185.35F6 | −$1,858,319.1 | 484,648 | 直接 | |
| 2021/10/20 | Common Stock | M行使選擇權取得 | +35,604 | $179.05 | +$6,374,896.2 | 520,252 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −4,311 | $180.20F8 | −$776,842.2 | 515,941 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −1,689 | $180.20F8 | −$304,357.8 | 514,252 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −2,000 | $181.30F9 | −$362,600 | 512,252 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −1,515 | $182.41F10 | −$276,351.15 | 510,737 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −5,962 | $183.62F11 | −$1,094,742.44 | 504,775 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −4,176 | $184.38F12 | −$769,970.88 | 500,599 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −1,600 | $185.81F13 | −$297,296 | 498,999 | 直接 | |
| 2021/10/20 | Common Stock | S賣出處分 | −300 | $186.91F14 | −$56,073 | 498,699 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權取得 | +109,080 | $184.60 | +$20,136,168 | 607,779 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −13,399 | $180.40F15 | −$2,417,179.6 | 594,380 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −13,239 | $180.40F15 | −$2,388,315.6 | 581,141 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −3,152 | $181.68F16 | −$572,655.36 | 577,989 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −16,236 | $182.34F17 | −$2,960,472.24 | 561,753 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −8,031 | $183.75F18 | −$1,475,696.25 | 553,722 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −12,367 | $184.63F19 | −$2,283,319.21 | 541,355 | 直接 | |
| 2021/10/21 | Common Stock | S賣出處分 | −571 | $185.20F20 | −$105,749.2 | 540,784 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/19 | Common Stock | M行使選擇權處分 | −82,110 | $0.00 | $0 | 4,104,869 | 直接 | |
| 2021/10/20 | Common Stock | M行使選擇權處分 | −35,604 | $0.00 | $0 | 4,069,265 | 直接 | |
| 2021/10/21 | Common Stock | M行使選擇權處分 | −109,080 | $0.00 | $0 | 3,960,185 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $180.87 to $181.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $182.09 to $183.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $183.14 to $184.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $184.14 to $185.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $185.14 to $185.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $181.04 to $182.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The transaction was executed in multiple trades at prices ranging from $182.05 to $183.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The transaction was executed in multiple trades at prices ranging from $183.09 to $184.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The transaction was executed in multiple trades at prices ranging from $184.09 to $184.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The transaction was executed in multiple trades at prices ranging from $185.51 to $186.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The transaction was executed in multiple trades at prices ranging from $186.51 to $187.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F16
The transaction was executed in multiple trades at prices ranging from $181.01 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The transaction was executed in multiple trades at prices ranging from $182.01 to $182.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The transaction was executed in multiple trades at prices ranging from $183.02 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The transaction was executed in multiple trades at prices ranging from $184.025 to $185.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The transaction was executed in multiple trades at prices ranging from $185.10 to $185.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。