Roy Stella 的 Form 4 申報
Switch, Inc.（SWCH），2021/10/12 申報
- 申報編號
- 0001415889-21-004834
- 申報時間
- 2021/10/12
- 交易日
- 2021/10/7-10/12
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,254 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roy StellaCIK 0001844070 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/7 | Class B Common Stock | J其他處分 | −2,000,000 | –F1 | – | 1,750,000 | 直接 | |
| 2021/10/7 | Class A Common Stock | C轉換取得 | +2,000,000 | –F3 | – | 2,102,120 | 直接 | |
| 2021/10/7 | Class A Common Stock | S賣出處分 | −200,000 | $25.62F4 | −$5,124,000 | 1,902,120 | 直接 | |
| 2021/10/8 | Class A Common Stock | S賣出處分 | −100,000 | $24.95F5 | −$2,495,000 | 1,802,120 | 直接 | |
| 2021/10/11 | Class A Common Stock | S賣出處分 | −131,679 | $24.65F6 | −$3,245,887.35 | 1,670,441 | 直接 | |
| 2021/10/11 | Class A Common Stock | A公司授予取得 | +25 | $24.59 | +$614.75 | 1,670,466 | 直接 | |
| 2021/10/11 | Class A Common Stock | F扣股繳稅處分 | −316 | $24.59 | −$7,770.44 | 1,670,150 | 直接 | |
| 2021/10/12 | Class A Common Stock | S賣出處分 | −68,321 | $24.58F9 | −$1,679,330.18 | 1,601,829 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/7 | Class A Common Stock | C轉換處分 | −2,000,000 | –F10 | – | 1,750,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the forfeiture and cancellation of one share of Class B common stock for each share of Class A common stock acquired upon (a) the redemption and conversion of membership units in Switch, Ltd. ("Common Units") into Class A common stock, on a one-for-one basis pursuant to the Amended and Restated Certificate of Incorporation of the Issuer. The shares of Class B common stock (i) confer only voting rights (one vote per share) and do not confer any incidents of economic ownership to the holders thereof; and (ii) are forfeited and cancelled, on a one-for-one basis, without consideration, upon the redemption of Common Units for shares of Class A common stock, or cash, at the Issuer's election. See Footnote 3. (2) 13,552,108 Common Units and associated shares of Class B common stock are currently vested with187,500 Common Units and associated shares of Class B common stock will vest on October 11, 2021.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the redemption and conversion of Common Units on a one-for-one basis for shares of Class A Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $25.455 to $25.94 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.75 to $25.47 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.50 to $24.77 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $24.37 to $24.795 per share. The Reporting Person undertakes to provide to the Issuer, and undertakes to provide to the Commission staff or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The Common Units are redeemable on a one-for-one basis for shares of Class A common stock, or, at the election of the Issuer, cash equal to a volume weighted average market price of a shares of Class A common stock. The Common Units have no expiration date. Upon any redemption of Common Units, one share of Class B common stock is automatically forfeited and cancelled for each Common Unit so redeemed.
表 II 有 1 筆交易的價格引用這則附註。