Slootman Frank 的 Form 4 申報

Snowflake Inc.（SNOW），2026/8/20 申報

申報編號: 0001402348-26-000017
申報時間: 2026/8/20 19:51 ET
交易日: 2026/8/18-8/19
申報延遲: 2 天
10b5-1 計畫: 有勾選

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 22 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $9,743 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Slootman FrankCIK 0001402348	董事

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2026/8/18	Common Stock	M行使選擇權取得	+251,010	$8.88	+$2,228,968.8	279,545	直接
2026/8/18	Common Stock	S賣出處分	−11,046	$322.09^F3	−$3,557,806.14	268,499	直接
2026/8/18	Common Stock	S賣出處分	−40,412	$323.24^F4	−$13,062,936.53	228,087	直接
2026/8/18	Common Stock	S賣出處分	−61,332	$324.10^F5	−$19,877,639.87	166,755	直接
2026/8/18	Common Stock	S賣出處分	−42,537	$325.06^F6	−$13,827,247.37	124,218	直接
2026/8/18	Common Stock	S賣出處分	−46,307	$325.96^F7	−$15,094,137.11	77,911	直接
2026/8/18	Common Stock	S賣出處分	−9,137	$327.20^F8	−$2,989,626.4	68,774	直接
2026/8/18	Common Stock	S賣出處分	−6,594	$328.08^F9	−$2,163,326.55	62,180	直接
2026/8/18	Common Stock	S賣出處分	−3,968	$329.01^F10	−$1,305,499.78	58,212	直接
2026/8/18	Common Stock	S賣出處分	−12,003	$330.34^F11	−$3,965,119.03	46,209	直接
2026/8/18	Common Stock	S賣出處分	−10,586	$331.35^F12	−$3,507,618.17	35,623	直接
2026/8/18	Common Stock	S賣出處分	−4,030	$332.42^F13	−$1,339,652.6	31,593	直接
2026/8/18	Common Stock	S賣出處分	−3,058	$333.37^F14	−$1,019,451.58	28,535	直接
2026/8/19	Common Stock	M行使選擇權取得	+48,990	$8.88	+$435,031.2	77,525	直接
2026/8/19	Common Stock	S賣出處分	−12,662	$319.07^F15	−$4,040,001.03	64,863	直接
2026/8/19	Common Stock	S賣出處分	−18,023	$319.98^F16	−$5,766,927.45	46,840	直接
2026/8/19	Common Stock	S賣出處分	−4,259	$320.89^F17	−$1,366,661.99	42,581	直接
2026/8/19	Common Stock	S賣出處分	−3,988	$321.99^F18	−$1,284,088.14	38,593	直接
2026/8/19	Common Stock	S賣出處分	−3,711	$322.88^F19	−$1,198,196.55	34,882	直接
2026/8/19	Common Stock	S賣出處分	−3,895	$324.13^F20	−$1,262,478.56	30,987	直接
2026/8/19	Common Stock	S賣出處分	−2,392	$324.88^F21	−$777,101	28,595	直接
2026/8/19	Common Stock	S賣出處分	−60	$325.82	−$19,549.2	28,535	直接

衍生性證券（表 II）

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日	證券	交易	標的股數	單價	金額	交易後持有	持有方式	旗標
2026/8/18	Common Stock	M行使選擇權處分	−251,010	$0.00	$0	4,485,645	直接
2026/8/19	Common Stock	M行使選擇權處分	−48,990	$0.00	$0	4,436,655	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $321.620 to $322.605, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $322.620 to $323.615, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $323.620 to $324.610, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $324.620 to $325.617, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $325.620 to $326.560, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $326.620 to $327.590, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $327.725 to $328.660, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $328.730 to $329.480, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $329.860 to $330.830, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $330.880 to $331.850, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $331.995 to $332.920, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $333.200 to $334.000, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $318.510 to $319.500, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $319.510 to $320.495, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $320.520 to $321.510, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $321.525 to $322.510, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $322.530 to $323.460, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $323.655 to $324.545, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $324.755 to $325.590, inclusive.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）