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Peterson Adam K 的 Form 4 申報

Old Market Capital Corp(OMCC),2021/8/18 申報

申報編號
0001398344-21-016492
申報時間
2021/8/18 18:21 ET
交易日
2021/8/16-8/18
申報延遲
2 天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易。公開市場買進合計 $99.6 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Peterson Adam KCIK 0001667769董事、持股 10% 以上大股東
Magnolia Capital Fund, LPCIK 0001618333持股 10% 以上大股東
Magnolia Group, LLCCIK 0001618376持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/8/16Common StockP買進取得+30,099$11.39F4+$342,827.612,331,685直接
2021/8/17Common StockP買進取得+7,202$11.35F5+$81,742.72,338,887直接
2021/8/18Common StockP買進取得+49,699$11.49F6+$571,041.512,388,586直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F4

This transaction was executed in multiple trades at prices ranging from $11.30 to $11.40. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at the price of $11.35. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $11.45 to $11.50. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)