Audette Matthew J 的 Form 4 申報
LPL Financial Holdings Inc.（LPLA），2023/2/28 申報
- 申報編號
- 0001397911-23-000028
- 申報時間
- 2023/2/28
- 交易日
- 2023/2/25-2/27
- 申報延遲
- 3 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $175.0 萬。交易後 3 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Audette Matthew JCIK 0001435098 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/25 | Common Stock | A公司授予取得 | +14,104 | $0.00 | $0 | 26,771 | 直接 | |
| 2023/2/25 | Common Stock | F扣股繳稅處分 | −8,788 | $247.30 | −$2,173,272.4 | 17,983 | 直接 | |
| 2023/2/25 | Common Stock | A公司授予取得 | +1,772 | $0.00 | $0 | 19,755 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −1,528 | $245.30F4 | −$374,818.4 | 18,227 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −3,574 | $246.06F5 | −$879,418.44 | 14,653 | 直接 | |
| 2023/2/27 | Common Stock | S賣出處分 | −2,009 | $247.01F6 | −$496,243.09 | 12,644 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.61 to $245.60, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.65 to $246.60, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.66 to $247.57, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
備註
The signatory is signing on behalf of Matthew J. Audette pursuant to a Power of Attorney dated September 30, 2015.