Liang Yifan 的 Form 4 申報
Alpha & Omega Semiconductor Ltd（AOSL），2024/3/13 申報
- 申報編號
- 0001387467-24-000033
- 申報時間
- 2024/3/13
- 交易日
- 2024/3/11-3/13
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $162.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Liang YifanCIK 0001522325 | 高階主管（財務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Shares | M行使選擇權取得 | +30,000 | $7.44 | +$223,200 | 323,296 | 直接 | |
| 2024/3/11 | Common Shares | S賣出處分 | −30,000 | $23.60F4 | −$708,000 | 293,296 | 直接 | |
| 2024/3/12 | Common Shares | M行使選擇權取得 | +20,000 | $7.44 | +$148,800 | 313,296 | 直接 | |
| 2024/3/12 | Common Shares | S賣出處分 | −20,000 | $23.31F5 | −$466,200 | 293,296 | 直接 | |
| 2024/3/13 | Common Shares | M行使選擇權取得 | +20,000 | $7.44 | +$148,800 | 313,296 | 直接 | |
| 2024/3/13 | Common Shares | S賣出處分 | −20,000 | $22.67F6 | −$453,400 | 293,296 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/3/11 | Common Share | M行使選擇權處分 | −30,000 | $0.00 | $0 | 40,000 | 直接 | |
| 2024/3/12 | Common Share | M行使選擇權處分 | −20,000 | $0.00 | $0 | 20,000 | 直接 | |
| 2024/3/13 | Common Share | M行使選擇權處分 | −20,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.4050 to $24.0100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0800 to $23.6400, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.3700 to $23.3100, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
表 I 有 1 筆交易的價格引用這則附註。