Brody Paul Jonathan 的 Form 4/A 修正申報
修正Interactive Brokers Group, Inc.（IBKR），2025/10/3 申報
- 申報編號
- 0001381197-25-000139
- 申報時間
- 2025/10/3
- 交易日
- 2025/9/19
- 申報延遲
- 14 天
- 10b5-1 計畫
- 有勾選
- 原始申報日
- 2025/9/23
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 3 筆交易。公開市場賣出合計 $142.9 萬。交易後 14 天申報。
這份修正申報重述了 0001381197-25-000131（2025/9/23 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Brody Paul JonathanCIK 0001391403 | 董事、高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/19 | Class A common stock | S賣出處分 | −6,928 | $64.66F2 | −$447,964.48 | 101,473 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001381197-25-000131（2025/9/23 申報）。
非衍生性證券（表 I）
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.16 to $65.29.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.48 to $64.47.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.48 to $64.73.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents number of securities acquired by a limited liability company, owned indirectly by the Reporting Person, in a partial redemption of its interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interest in IBG LLC.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.32 to $65.15. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
備註
This amended Form 4 is filed to include shares sold on September 19, 2025, inadvertently excluded from the original filing. Subsequently filed Form 4s through October 1, 2025 are hereby amended to reduce the number of shares indirectly beneficially owned at the end of the period reported on such form (which are shown in column 5) by the shares shown to be sold in this amended report. All other information contained on the original Form 4 was accurately reported.