Leonard Braden Michael 的 Form 4/A 修正申報
修正Adverum Biotechnologies, Inc.（ADVM），2025/4/28 申報
- 申報編號
- 0001373604-25-000069
- 申報時間
- 2025/4/28
- 交易日
- 2025/3/26-3/27
- 申報延遲
- 33 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/3/27
這份申報列了 2 筆非衍生性交易。公開市場買進合計 $18.9 萬。交易後 33 天申報。
這份修正申報取代了 0001373604-25-000056（2025/3/27 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Leonard Braden MichaelCIK 0001373603 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $5.0395 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $5.1883 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range
表 I 有 1 筆交易的價格引用這則附註。
- F3
BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F4
This amendment is being filed to correct BOX 4 on the transaction date of 3/27/25 to correct a clerical error. BOX 4 has been amended to "A", as the shares were acquired, not disposed.
備註
This amendment is being filed to indicate Form 4/A instead of previous amendment indicating Form 4.