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Leonard Braden Michael 的 Form 4 申報

Adverum Biotechnologies, Inc.(ADVM),2025/3/20 申報

申報編號
0001373604-25-000051
申報時間
2025/3/20
交易日
2025/3/18-3/20
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易。公開市場買進合計 $58.8 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Leonard Braden MichaelCIK 0001373603持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2025/3/18Common StockP買進取得+18,000$4.60+$82,8002,622,820間接
2025/3/18Common StockP買進取得+44,341$4.73F1+$209,732.932,667,161間接
2025/3/19Common StockP買進取得+25,000$4.94F2+$123,5002,692,161間接
2025/3/20Common StovkP買進取得+30,600$5.61F4+$171,6662,722,761間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $4.7274 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $4.9356per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $5.6074 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)