Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.(LYV),2022/9/23 申報
- 申報編號
- 0001335258-22-000139
- 申報時間
- 2022/9/23
- 交易日
- 2022/9/21-9/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄(2023 年以前)
這份申報列了 15 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,841 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管(總裁、執行長) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,833,273 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −16,242 | $81.91F2 | −$1,330,382.22 | 3,817,031 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −13,132 | $83.14F3 | −$1,091,794.48 | 3,803,899 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −41,026 | $84.17F4 | −$3,453,158.42 | 3,762,873 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −7,500 | $84.90F5 | −$636,750 | 3,755,373 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −100 | $85.73F6 | −$8,573 | 3,755,273 | 直接 | |
| 2022/9/22 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,855,273 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −58,917 | $77.71F7 | −$4,578,440.07 | 3,796,356 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −14,813 | $78.40F8 | −$1,161,339.2 | 3,781,543 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −2,670 | $79.57F9 | −$212,451.9 | 3,778,873 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −1,600 | $80.68F10 | −$129,088 | 3,777,273 | 直接 | |
| 2022/9/23 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,877,273 | 直接 | |
| 2022/9/23 | Common Stock | S賣出處分 | −44,855 | $73.96F11 | −$3,317,475.8 | 3,832,418 | 直接 | |
| 2022/9/23 | Common Stock | S賣出處分 | −30,343 | $74.94F12 | −$2,273,904.42 | 3,802,075 | 直接 | |
| 2022/9/23 | Common Stock | S賣出處分 | −2,802 | $75.89F13 | −$212,643.78 | 3,799,273 | 直接 |
衍生性證券(表 II)
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 1,100,000 | 直接 | |
| 2022/9/22 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 1,000,000 | 直接 | |
| 2022/9/23 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 900,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $81.54 to $82.51. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $82.55 to $83.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $83.55 to $84.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $84.55 to $85.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $85.72 to $85.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $77.11 to $78.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $78.11 to $79.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $79.15 to $80.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $80.40 to $81.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $73.36 to $74.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $74.36 to $75.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $75.37 to $76.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。