Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/4/29 申報
- 申報編號
- 0001335258-22-000063
- 申報時間
- 2022/4/29
- 交易日
- 2022/4/27-4/29
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,496 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/27 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,304,520 | 直接 | |
| 2022/4/27 | Common Stock | S賣出處分 | −7,714 | $104.51F2 | −$806,190.14 | 3,296,806 | 直接 | |
| 2022/4/27 | Common Stock | S賣出處分 | −7,379 | $105.31F3 | −$777,082.49 | 3,289,427 | 直接 | |
| 2022/4/27 | Common Stock | S賣出處分 | −22,423 | $106.65F4 | −$2,391,412.95 | 3,267,004 | 直接 | |
| 2022/4/27 | Common Stock | S賣出處分 | −36,396 | $107.39F5 | −$3,908,566.44 | 3,230,608 | 直接 | |
| 2022/4/27 | Common Stock | S賣出處分 | −4,088 | $107.99F6 | −$441,463.12 | 3,226,520 | 直接 | |
| 2022/4/28 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,326,520 | 直接 | |
| 2022/4/28 | Common Stock | S賣出處分 | −20,471 | $104.97F7 | −$2,148,840.87 | 3,306,049 | 直接 | |
| 2022/4/28 | Common Stock | S賣出處分 | −9,707 | $105.81F8 | −$1,027,097.67 | 3,296,342 | 直接 | |
| 2022/4/28 | Common Stock | S賣出處分 | −7,204 | $106.94F9 | −$770,395.76 | 3,289,138 | 直接 | |
| 2022/4/28 | Common Stock | S賣出處分 | −31,792 | $107.93F10 | −$3,431,310.56 | 3,257,346 | 直接 | |
| 2022/4/28 | Common Stock | S賣出處分 | −8,826 | $108.56F11 | −$958,150.56 | 3,248,520 | 直接 | |
| 2022/4/29 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,348,520 | 直接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −12,295 | $104.94F12 | −$1,290,237.3 | 3,336,225 | 直接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −37,363 | $106.18F13 | −$3,967,203.34 | 3,298,862 | 直接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −18,561 | $107.19F14 | −$1,989,553.59 | 3,280,301 | 直接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −9,503 | $108.04F15 | −$1,026,704.12 | 3,270,798 | 直接 | |
| 2022/4/29 | Common Stock | S賣出處分 | −278 | $108.82F16 | −$30,251.96 | 3,270,520 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/27 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,300,000 | 直接 | |
| 2022/4/28 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,200,000 | 直接 | |
| 2022/4/29 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,100,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $103.86 to $104.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $104.86 to $105.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $105.89 to $106.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $106.89 to $107.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $107.89 to $108.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $104.43 to $105.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $105.43 to $106.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $106.45 to $107.44. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $107.46 to $108.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $108.46 to $108.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $104.69 to $105.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $105.70 to $106.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $106.72 to $107.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $107.72 to $108.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $108.76 to $108.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。