Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/4/8 申報
- 申報編號
- 0001335258-22-000053
- 申報時間
- 2022/4/8
- 交易日
- 2022/4/6-4/8
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,554 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/6 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,128,520 | 直接 | |
| 2022/4/6 | Common Stock | S賣出處分 | −14,192 | $108.79F2 | −$1,543,947.68 | 3,114,328 | 直接 | |
| 2022/4/6 | Common Stock | S賣出處分 | −42,849 | $109.57F3 | −$4,694,964.93 | 3,071,479 | 直接 | |
| 2022/4/6 | Common Stock | S賣出處分 | −15,060 | $110.63F4 | −$1,666,087.8 | 3,056,419 | 直接 | |
| 2022/4/6 | Common Stock | S賣出處分 | −5,899 | $111.53F5 | −$657,915.47 | 3,050,520 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,150,520 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −21,596 | $107.62F6 | −$2,324,161.52 | 3,128,924 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −17,193 | $108.41F7 | −$1,863,893.13 | 3,111,731 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −29,358 | $109.56F8 | −$3,216,462.48 | 3,082,373 | 直接 | |
| 2022/4/7 | Common Stock | S賣出處分 | −9,853 | $110.23F9 | −$1,086,096.19 | 3,072,520 | 直接 | |
| 2022/4/8 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,172,520 | 直接 | |
| 2022/4/8 | Common Stock | S賣出處分 | −26,585 | $108.07F10 | −$2,873,040.95 | 3,145,935 | 直接 | |
| 2022/4/8 | Common Stock | S賣出處分 | −41,631 | $108.96F11 | −$4,536,113.76 | 3,104,304 | 直接 | |
| 2022/4/8 | Common Stock | S賣出處分 | −9,784 | $109.72F12 | −$1,073,500.48 | 3,094,520 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/6 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,100,000 | 直接 | |
| 2022/4/7 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,000,000 | 直接 | |
| 2022/4/8 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 2,900,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $108.15 to $109.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $109.15 to $110.14. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $110.15 to $111.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $111.15 to $112.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $106.95 to $107.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $107.96 to $108.95. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $109.03 to $110.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $110.03 to $110.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $107.55 to $108.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $108.56 to $109.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $109.56 to $109.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。