Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/3/25 申報
- 申報編號
- 0001335258-22-000043
- 申報時間
- 2022/3/25
- 交易日
- 2022/3/23-3/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,722 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/23 | Common Stock | M行使選擇權取得 | +100,000 | $8.71 | +$871,000 | 3,026,241 | 直接 | |
| 2022/3/23 | Common Stock | S賣出處分 | −41,917 | $115.33F2 | −$4,834,287.61 | 2,984,324 | 直接 | |
| 2022/3/23 | Common Stock | S賣出處分 | −32,032 | $115.97F3 | −$3,714,751.04 | 2,952,292 | 直接 | |
| 2022/3/23 | Common Stock | S賣出處分 | −3,871 | $117.01F4 | −$452,945.71 | 2,948,421 | 直接 | |
| 2022/3/23 | Common Stock | S賣出處分 | −180 | $117.65F5 | −$21,177 | 2,948,241 | 直接 | |
| 2022/3/24 | Common Stock | M行使選擇權取得 | +100,000 | $8.71 | +$871,000 | 3,048,241 | 直接 | |
| 2022/3/24 | Common Stock | S賣出處分 | −2,472 | $114.92F6 | −$284,082.24 | 3,045,769 | 直接 | |
| 2022/3/24 | Common Stock | S賣出處分 | −5,215 | $115.90F7 | −$604,418.5 | 3,040,554 | 直接 | |
| 2022/3/24 | Common Stock | S賣出處分 | −36,545 | $117.14F8 | −$4,280,881.3 | 3,004,009 | 直接 | |
| 2022/3/24 | Common Stock | S賣出處分 | −33,768 | $117.53F9 | −$3,968,753.04 | 2,970,241 | 直接 | |
| 2022/3/25 | Common Stock | M行使選擇權取得 | +100,000 | $8.77 | +$877,000 | 3,070,241 | 直接 | |
| 2022/3/25 | Common Stock | S賣出處分 | −26,503 | $115.40F10 | −$3,058,446.2 | 3,043,738 | 直接 | |
| 2022/3/25 | Common Stock | S賣出處分 | −39,823 | $116.24F11 | −$4,629,025.52 | 3,003,915 | 直接 | |
| 2022/3/25 | Common Stock | S賣出處分 | −7,695 | $117.22F12 | −$902,007.9 | 2,996,220 | 直接 | |
| 2022/3/25 | Common Stock | S賣出處分 | −3,979 | $118.21F13 | −$470,357.59 | 2,992,241 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/23 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 100,000 | 直接 | |
| 2022/3/24 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 0 | 直接 | |
| 2022/3/25 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 3,500,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $114.61 to $115.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $115.61 to $116.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $116.63 to $117.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $117.65 to $117.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $114.26 to $115.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $115.32 to $116.25. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $116.33 to $117.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $117.33 to $117.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $114.83 to $115.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $115.83 to $116.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $116.83 to $117.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $117.83 to $118.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。