Rapino Michael 的 Form 4 申報
Live Nation Entertainment, Inc.（LYV），2022/3/18 申報
- 申報編號
- 0001335258-22-000039
- 申報時間
- 2022/3/18
- 交易日
- 2022/3/16-3/18
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 20 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,599 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rapino MichaelCIK 0001337041 | 董事、高階主管（總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/16 | Common Stock | M行使選擇權取得 | +100,000 | $8.71 | +$871,000 | 2,960,241 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −3,181 | $108.12F2 | −$343,929.72 | 2,957,060 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −4,629 | $109.11F3 | −$505,070.19 | 2,952,431 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −14,401 | $110.15F4 | −$1,586,270.15 | 2,938,030 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −22,473 | $111.03F5 | −$2,495,177.19 | 2,915,557 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −19,742 | $111.99F6 | −$2,210,906.58 | 2,895,815 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −9,320 | $113.11F7 | −$1,054,185.2 | 2,886,495 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −4,100 | $114.12F8 | −$467,892 | 2,882,395 | 直接 | |
| 2022/3/16 | Common Stock | S賣出處分 | −154 | $114.68 | −$17,660.72 | 2,882,241 | 直接 | |
| 2022/3/17 | Common Stock | M行使選擇權取得 | +100,000 | $8.71 | +$871,000 | 2,982,241 | 直接 | |
| 2022/3/17 | Common Stock | S賣出處分 | −13,090 | $107.99F9 | −$1,413,589.1 | 2,969,151 | 直接 | |
| 2022/3/17 | Common Stock | S賣出處分 | −17,864 | $108.89F10 | −$1,945,210.96 | 2,951,287 | 直接 | |
| 2022/3/17 | Common Stock | S賣出處分 | −18,345 | $110.04F11 | −$2,018,683.8 | 2,932,942 | 直接 | |
| 2022/3/17 | Common Stock | S賣出處分 | −26,799 | $111.01F12 | −$2,974,956.99 | 2,906,143 | 直接 | |
| 2022/3/17 | Common Stock | S賣出處分 | −1,902 | $111.65F13 | −$212,358.3 | 2,904,241 | 直接 | |
| 2022/3/18 | Common Stock | M行使選擇權取得 | +100,000 | $8.71 | +$871,000 | 3,004,241 | 直接 | |
| 2022/3/18 | Common Stock | S賣出處分 | −25,445 | $111.15F14 | −$2,828,211.75 | 2,978,796 | 直接 | |
| 2022/3/18 | Common Stock | S賣出處分 | −27,408 | $112.05F15 | −$3,071,066.4 | 2,951,388 | 直接 | |
| 2022/3/18 | Common Stock | S賣出處分 | −21,237 | $112.94F16 | −$2,398,506.78 | 2,930,151 | 直接 | |
| 2022/3/18 | Common Stock | S賣出處分 | −3,910 | $113.52F17 | −$443,863.2 | 2,926,241 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/16 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 400,000 | 直接 | |
| 2022/3/17 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 300,000 | 直接 | |
| 2022/3/18 | Common Stock | M行使選擇權處分 | −100,000 | $0.00 | $0 | 200,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $107.59 to $108.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $108.60 to $109.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $109.61 to $110.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $110.61 to $111.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $111.61 to $112.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $112.61 to $113.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $113.63 to $114.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $107.44 to $108.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $108.44 to $109.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $109.44 to $110.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $110.46 to $111.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $111.46 to $111.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $110.46 to $111.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This transaction was executed in multiple trades at prices ranging from $111.46 to $112.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This transaction was executed in multiple trades at prices ranging from $112.46 to $113.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This transaction was executed in multiple trades at prices ranging from $113.46 to $113.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。