Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2025/3/5 申報
- 申報編號
- 0001321732-25-000046
- 申報時間
- 2025/3/5
- 交易日
- 2025/3/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $17.2 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/3 | Common Stock | M行使選擇權取得 | +600 | $22.04 | +$13,224 | 67,139 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −32 | $282.96F3 | −$9,054.72 | 67,107 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −32 | $284.09F4 | −$9,090.88 | 67,075 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −117 | $285.37F5 | −$33,388.29 | 66,958 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −115 | $286.17F6 | −$32,909.55 | 66,843 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −32 | $287.19F7 | −$9,190.08 | 66,811 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −32 | $288.10F8 | −$9,219.2 | 66,779 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −160 | $289.54F9 | −$46,326.4 | 66,619 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −32 | $290.41F10 | −$9,293.12 | 66,587 | 直接 | |
| 2025/3/3 | Common Stock | S賣出處分 | −48 | $291.38F11 | −$13,986.24 | 66,539 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/3/3 | Common Stock | M行使選擇權處分 | −600 | $0.00 | $0 | 3,198 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $282.84 to $283.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $284.09 to $284.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $285.02 to $285.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $285.96 to $286.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $287.04 to $287.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $288.07 to $288.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $289.06 to $289.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $290.23 to $290.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $291.01 to $291.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。