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Elsesser Adam 的 Form 4 申報

Penumbra Inc(PEN),2024/12/23 申報

申報編號
0001321732-24-000138
申報時間
2024/12/23
交易日
2024/12/20
申報延遲
3 天
10b5-1 計畫
有勾選

這份申報列了 5 筆非衍生性交易。公開市場賣出合計 $364.4 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Elsesser AdamCIK 0001651323董事、高階主管(執行長、總裁)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/12/20Common StockS賣出處分−800$240.79F2−$192,632851,782間接
2024/12/20Common StockS賣出處分−4,038$242.10F4−$977,599.8847,744間接
2024/12/20Common StockS賣出處分−5,435$242.94F5−$1,320,378.9842,309間接
2024/12/20Common StockS賣出處分−3,698$243.91F6−$901,979.18838,611間接
2024/12/20Common StockS賣出處分−1,029$244.75F7−$251,847.75837,582間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $240.48 to $241.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $241.54 to $242.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F5

This transaction was executed in multiple trades at prices ranging from $242.48 to $243.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F6

This transaction was executed in multiple trades at prices ranging from $243.48 to $244.45. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F7

This transaction was executed in multiple trades at prices ranging from $244.49 to $245.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)