Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2024/11/19 申報
- 申報編號
- 0001321732-24-000122
- 申報時間
- 2024/11/19
- 交易日
- 2024/11/15-11/18
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $14.4 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/11/15 | Common Stock | A公司授予取得 | +4,290 | $0.00 | $0 | 64,778 | 直接 | |
| 2024/11/15 | Common Stock | F扣股繳稅處分 | −134 | $237.84 | −$31,870.56 | 64,644 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −18 | $235.98F5 | −$4,247.64 | 64,626 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −36 | $236.59F6 | −$8,517.24 | 64,590 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −45 | $238.90F7 | −$10,750.5 | 64,545 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −376 | $239.93F8 | −$90,213.68 | 64,169 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −112 | $240.82F9 | −$26,971.84 | 64,057 | 直接 | |
| 2024/11/18 | Common Stock | S賣出處分 | −13 | $241.69F10 | −$3,141.97 | 64,044 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
This transaction was executed in multiple trades at prices ranging from $235.40 to $236.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $236.48 to $236.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $238.60 to $239.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $239.40 to $240.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $240.40 to $241.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $241.53 to $241.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。