Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2023/12/5 申報
- 申報編號
- 0001321732-23-000139
- 申報時間
- 2023/12/5
- 交易日
- 2023/12/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 9 筆非衍生性交易。公開市場賣出合計 $13.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/1 | Common Stock | S賣出處分 | −23 | $221.33F2 | −$5,090.59 | 62,828 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −74 | $222.46F4 | −$16,462.04 | 62,754 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −53 | $223.43F5 | −$11,841.79 | 62,701 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −25 | $224.53F6 | −$5,613.25 | 62,676 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −35 | $225.57F7 | −$7,894.95 | 62,641 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −29 | $226.39F8 | −$6,565.31 | 62,612 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −103 | $227.43F9 | −$23,425.29 | 62,509 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −200 | $228.31F10 | −$45,662 | 62,309 | 直接 | |
| 2023/12/1 | Common Stock | S賣出處分 | −58 | $229.23F11 | −$13,295.34 | 62,251 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $220.91 to $221.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $221.94 to $222.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $222.92 to $223.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $223.96 to $224.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.98 to $225.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $225.92 to $226.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $226.95 to $227.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $227.91 to $228.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $228.91 to $229.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。