Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2023/11/16 申報
- 申報編號
- 0001321732-23-000133
- 申報時間
- 2023/11/16
- 交易日
- 2023/11/14-11/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $12.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/14 | Common Stock | S賣出處分 | −60 | $211.12F2 | −$12,667.2 | 63,577 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −60 | $212.28F4 | −$12,736.8 | 63,517 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −80 | $213.34F5 | −$17,067.2 | 63,437 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −183 | $214.50F6 | −$39,253.5 | 63,254 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −177 | $215.25F7 | −$38,099.25 | 63,077 | 直接 | |
| 2023/11/14 | Common Stock | S賣出處分 | −40 | $216.45F8 | −$8,658 | 63,037 | 直接 | |
| 2023/11/15 | Common Stock | F扣股繳稅處分 | −186 | $227.88 | −$42,385.68 | 62,851 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $210.95 to $211.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $212.01 to $212.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $212.95 to $213.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $214.17 to $214.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $214.98 to $215.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $216.41 to $216.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。