Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2023/10/13 申報
- 申報編號
- 0001321732-23-000122
- 申報時間
- 2023/10/13
- 交易日
- 2023/10/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $208.6 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/11 | Common Stock | M行使選擇權取得 | +9,670 | $7.75 | +$74,942.5 | 9,670 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −3,818 | $214.35F2 | −$818,388.3 | 5,852 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −4,857 | $215.40F3 | −$1,046,197.8 | 995 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −90 | $217.00 | −$19,530 | 905 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −236 | $217.42F4 | −$51,311.12 | 669 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −43 | $218.79F5 | −$9,407.97 | 626 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −19 | $222.62 | −$4,229.78 | 607 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −188 | $223.50F6 | −$42,018 | 419 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −126 | $224.78F7 | −$28,322.28 | 293 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −96 | $225.40 | −$21,638.4 | 197 | 直接 | |
| 2023/10/11 | Common Stock | S賣出處分 | −197 | $230.32F8 | −$45,373.04 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/11 | Common Stock | M行使選擇權處分 | −9,670 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $214.03 to $215.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $215.10 to $215.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $217.05 to $217.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $218.19 to $218.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $223.33 to $223.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $224.45 to $224.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $230.23 to $230.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。