Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2023/6/5 申報
- 申報編號
- 0001321732-23-000074
- 申報時間
- 2023/6/5
- 交易日
- 2023/6/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 有勾選
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $27.8 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/1 | Common Stock | S賣出處分 | −241 | $306.30F2 | −$73,818.3 | 66,996 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −196 | $308.30F4 | −$60,426.8 | 66,800 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −138 | $309.50F5 | −$42,711 | 66,662 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −48 | $310.31F6 | −$14,894.88 | 66,614 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −87 | $311.37F7 | −$27,089.19 | 66,527 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −104 | $312.52F8 | −$32,502.08 | 66,423 | 直接 | |
| 2023/6/1 | Common Stock | S賣出處分 | −86 | $313.09F9 | −$26,925.74 | 66,337 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $305.94 to $306.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $308.13 to $308.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $309.22 to $309.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $309.99 to $310.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $310.96 to $311.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $312.04 to $312.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $312.94 to $313.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。