Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2022/1/13 申報
- 申報編號
- 0001321732-22-000012
- 申報時間
- 2022/1/13
- 交易日
- 2022/1/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 16 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $367.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/11 | Common Stock | M行使選擇權取得 | +14,500 | $7.75 | +$112,375 | 14,500 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −500 | $245.15F2 | −$122,575 | 14,000 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −500 | $245.78F3 | −$122,890 | 13,500 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −1,500 | $247.19F4 | −$370,785 | 12,000 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −700 | $247.87F5 | −$173,509 | 11,300 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −600 | $249.06F6 | −$149,436 | 10,700 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −100 | $249.78 | −$24,978 | 10,600 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −1,327 | $251.24F7 | −$333,395.48 | 9,273 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −1,253 | $252.07F8 | −$315,843.71 | 8,020 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −800 | $253.01F9 | −$202,408 | 7,220 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −100 | $254.06 | −$25,406 | 7,120 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −500 | $254.95F10 | −$127,475 | 6,620 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −500 | $256.17F11 | −$128,085 | 6,120 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −3,108 | $257.04F12 | −$798,880.32 | 3,012 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −2,209 | $258.10F13 | −$570,142.9 | 803 | 直接 | |
| 2022/1/11 | Common Stock | S賣出處分 | −803 | $258.63F14 | −$207,679.89 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/11 | Common Stock | M行使選擇權處分 | −14,500 | $0.00 | $0 | 58,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $244.59 to $245.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $245.64 to $245.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $246.63 to $247.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $247.62 to $248.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $248.65 to $249.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $250.67 to $251.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $251.60 to $252.47.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $252.66 to $253.53.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $254.84 to $255.14.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $255.91 to $256.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This transaction was executed in multiple trades at prices ranging from $256.64 to $257.42.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This transaction was executed in multiple trades at prices ranging from $257.61 to $258.58.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This transaction was executed in multiple trades at prices ranging from $258.59 to $258.71.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。