Roberts Johanna 的 Form 4 申報
Penumbra Inc（PEN），2022/1/5 申報
- 申報編號
- 0001321732-22-000006
- 申報時間
- 2022/1/5
- 交易日
- 2022/1/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $91.5 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Roberts JohannaCIK 0001751980 | 高階主管（執行副總裁、法務長、公司秘書） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/3 | Common Stock | M行使選擇權取得 | +3,250 | $22.04 | +$71,630 | 60,874 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −300 | $278.02F3 | −$83,406 | 60,574 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −200 | $278.94F4 | −$55,788 | 60,374 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −643 | $280.06F5 | −$180,078.58 | 59,731 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −758 | $281.16F6 | −$213,119.28 | 58,973 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −449 | $281.94F7 | −$126,591.06 | 58,524 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −200 | $282.53F8 | −$56,506 | 58,324 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −100 | $283.89 | −$28,389 | 58,224 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −500 | $285.24F9 | −$142,620 | 57,724 | 直接 | |
| 2022/1/3 | Common Stock | S賣出處分 | −100 | $285.95 | −$28,595 | 57,624 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/3 | Common Stock | M行使選擇權處分 | −3,250 | $0.00 | $0 | 30,200 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $277.45 to $278.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $278.70 to $279.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $279.75 to $280.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $280.61 to $281.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $281.50 to $282.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $282.51 to $282.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $285.06 to $285.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。