Elsesser Adam 的 Form 4 申報
Penumbra Inc（PEN），2021/11/15 申報
- 申報編號
- 0001321732-21-000112
- 申報時間
- 2021/11/15
- 交易日
- 2021/11/11
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $383.1 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Elsesser AdamCIK 0001651323 | 董事、高階主管（執行長、總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Common Stock | M行使選擇權取得 | +14,500 | $7.75 | +$112,375 | 14,500 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −699 | $259.11F2 | −$181,117.89 | 13,801 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −901 | $259.96F3 | −$234,223.96 | 12,900 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −700 | $261.01F4 | −$182,707 | 12,200 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −679 | $262.07F5 | −$177,945.53 | 11,521 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −700 | $262.89F6 | −$184,023 | 10,821 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −1,071 | $264.17F7 | −$282,926.07 | 9,750 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −6,532 | $264.91F8 | −$1,730,392.12 | 3,218 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −2,005 | $266.08F9 | −$533,490.4 | 1,213 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −1,113 | $266.88F10 | −$297,037.44 | 100 | 直接 | |
| 2021/11/11 | Common Stock | S賣出處分 | −100 | $267.65 | −$26,765 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/11 | Common Stock | M行使選擇權處分 | −14,500 | $0.00 | $0 | 87,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $258.55 to $259.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $259.55 to $260.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $260.70 to $261.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $261.71 to $262.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $262.69 to $263.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $263.56 to $264.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $264.59 to $265.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $265.55 to $266.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $266.56 to $267.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。