Pray James Robert 的 Form 4 申報
Penumbra Inc（PEN），2021/10/5 申報
- 申報編號
- 0001321732-21-000091
- 申報時間
- 2021/10/5
- 交易日
- 2021/10/1
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $130.9 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pray James RobertCIK 0001651328 | 高階主管（President, International） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/10/1 | Common Stock | S賣出處分 | −300 | $258.96F2 | −$77,688 | 413,131 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −700 | $260.31F4 | −$182,217 | 412,431 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −1,000 | $261.01F5 | −$261,010 | 411,431 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −2,200 | $262.18F6 | −$576,796 | 409,231 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −700 | $263.16F7 | −$184,212 | 408,531 | 間接 | |
| 2021/10/1 | Common Stock | S賣出處分 | −100 | $267.06 | −$26,706 | 408,431 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。