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Reynolds Ben 的 Form 4/A 修正申報

修正

Silvergate Capital Corp(SICP),2021/11/10 申報

申報編號
0001312109-21-000270
申報時間
2021/11/10
交易日
2021/11/5
申報延遲
5 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2021/11/8

這份申報列了 1 筆非衍生性交易。公開市場賣出合計 $66.0 萬。交易後 5 天申報。

這份修正申報取代了 0001312109-21-000260(2021/11/8 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Reynolds BenCIK 0001757679高階主管(策略長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/11/5Class A Common StockS賣出處分−3,000$220.00−$660,0001,748直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The original Form 4 filed on November 8, 2021 incorrectly listed this amount of Class A Common Stock as 34.

F2

Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3

The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.

F4

The option becomes exercisable in three annual installments beginning February 26, 2022.

F5

The restricted stock units vest in two equal installments, on February 26, 2024, and February 26, 2025. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.

F6

The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.

F7

The option becomes exercisable in four equal annual installments beginning November 19, 2020.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)