Reynolds Ben 的 Form 4 申報
Silvergate Capital Corp（SICP），2021/8/6 申報
- 申報編號
- 0001312109-21-000186
- 申報時間
- 2021/8/6
- 交易日
- 2021/8/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $121.9 萬。交易後 2 天申報。
這份申報後來被修正申報 0001312109-21-000259（2021/11/8）取代，網站的交易表改用修正後的版本。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Reynolds BenCIK 0001757679 | 高階主管（策略長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Class A Common Stock | M行使選擇權取得 | +10,000 | $12.00 | +$120,000 | 14,748 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −1,600 | $102.72F1 | −$164,352 | 13,148 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −3,000 | $103.44F2 | −$310,320 | 10,148 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −400 | $104.38F3 | −$41,752 | 9,748 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −2,363 | $103.59F4 | −$244,783.17 | 7,385 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −1,900 | $104.75F5 | −$199,025 | 5,485 | 直接 | |
| 2021/8/4 | Class A Common Stock | S賣出處分 | −2,451 | $105.47F6 | −$258,506.97 | 3,034 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/4 | Class A Common Stock | M行使選擇權處分 | −10,000 | $12.00 | −$120,000 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $102.09 to $103.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $103.10 to $104.065. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $104.17 to $104.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $103.10 to $104.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $104.16 to $105.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $105.21 to $105.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。