Santi Ernest Scott 的 Form 4 申報
Illinois Tool Works Inc（ITW），2024/2/14 申報
- 申報編號
- 0001307581-24-000009
- 申報時間
- 2024/2/14
- 交易日
- 2024/2/12
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,170 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Santi Ernest ScottCIK 0001307581 | 董事、高階主管（董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/12 | Common Stock | M行使選擇權取得 | +45,676 | $128.00 | +$5,846,528 | 266,691 | 直接 | |
| 2024/2/12 | Common Stock | S賣出處分 | −12,002 | $255.16F1 | −$3,062,430.32 | 254,689 | 直接 | |
| 2024/2/12 | Common Stock | S賣出處分 | −22,232 | $256.26F2 | −$5,697,172.32 | 232,457 | 直接 | |
| 2024/2/12 | Common Stock | S賣出處分 | −11,442 | $256.86F3 | −$2,938,992.12 | 221,015 | 直接 | |
| 2024/2/12 | Common Stock | M行使選擇權取得 | +47,271 | –F5 | – | 268,286 | 直接 | |
| 2024/2/12 | Common Stock | F扣股繳稅處分 | −20,942 | $256.42 | −$5,369,947.64 | 247,344 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/12 | Common Stock | M行使選擇權處分 | −45,676 | $0.00 | $0 | 0 | 直接 | |
| 2024/2/12 | Common Stock | M行使選擇權處分 | −47,271 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed at multiple prices ranging from $254.61 to $255.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed at multiple prices ranging from $255.61 to $256.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed at multiple prices ranging from $256.61 to $257.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
表 I 有 1 筆交易的價格引用這則附註。