Santi Ernest Scott 的 Form 4 申報
Illinois Tool Works Inc（ITW），2024/2/8 申報
- 申報編號
- 0001307581-24-000005
- 申報時間
- 2024/2/8
- 交易日
- 2024/2/6
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,272 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Santi Ernest ScottCIK 0001307581 | 董事、高階主管（董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/6 | Common Stock | M行使選擇權取得 | +50,000 | $128.00 | +$6,400,000 | 271,015 | 直接 | |
| 2024/2/6 | Common Stock | S賣出處分 | −8,191 | $253.12F1 | −$2,073,305.92 | 262,824 | 直接 | |
| 2024/2/6 | Common Stock | S賣出處分 | −14,526 | $254.38F2 | −$3,695,123.88 | 248,298 | 直接 | |
| 2024/2/6 | Common Stock | S賣出處分 | −26,739 | $254.85F3 | −$6,814,434.15 | 221,559 | 直接 | |
| 2024/2/6 | Common Stock | S賣出處分 | −544 | $255.66F4 | −$139,079.04 | 221,015 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/2/6 | Common Stock | M行使選擇權處分 | −50,000 | $0.00 | $0 | 95,676 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed at multiple prices ranging from $252.60 to $253.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed at multiple prices ranging from $253.60 to $254.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed at multiple prices ranging from $254.60 to $255.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed at multiple prices ranging from $255.65 to $255.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。